JUDGING SCORECARD - STEWARDSHIP
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Step
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5
20%
TID
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Juror ID
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1. Please rate the team's Commitment to ESG integration:
How is the investment manager incorporating ESG into their investment process?
Disagree
Somewhat Disagree
Neutral
Somewhat Agree
Strongly Agree
Extensive Stewardship and Responsible Investment policy
Clear ESG materiality framework
Commitment to RI Governance
Commitment to RI Disclosure
Comments for the team's extensive ESG integration
Strengths
Areas for Improvements
2. Engagement and Monitoring
Stewardship activities on Engagement and Monitoring Investees/Potential Investees
Poor
Ambiguous
Acceptable
Very Good
Exceptional
Engaging on suboptimal ESG practices
Engaging and monitoring on overall material risks
Engagement Frequency
Engagement activities disclosed and communicated with investors effectively
Comments for the team's Engagement and Monitoring effectiveness
Strengths
Areas for Improvements
3. Voting, Disclosures, and Reporting
Disclosures on engagement and voting availability to ALL investors, from retail to institutional asset owners
Poor
Ambiguous
Acceptable
Very Good
Exceptional
Governance and voting principles for proxy voting
Voting/Enagegement outcome and rationale disclosures
Record keeping of meetings, voting and stewardship activities
Reporting on companies fulfilling stewardship obligations on suboptimal performances
Comments for the team's taking ESG as materiality factors for investment decisions
Strengths
Areas for Improvements
4. Please rate the commitment on Resources & Resolution
To what extent does engagement activity is part of the investment activities?
Disagree
Somewhat Disagree
Neutral
Agree
Strongly Agree
Extensive resources are in place including a dedicated Engagement team
There is a clear escalation procedure on unsuccessful engagements
There is a clear set of procedures for investment/divestment based on engagement outcomes
Comments for Resource Commitment and Resolution
Strengths
Areas for Improvements
Please give an Overall Score below:
All factors considered, how would you rate the team's ESG integration strategy and its execution? Please score below: (0: lowest; 10: highest)
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Overall comment
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